About me:
I am a Securities Fraud Attorney. While based in San Francisco, I may handle securities fraud matters in a number of different states. I handle various securities fraud cases including Stock Broker Fraud and FINRA Arbitration.
As a securities fraud attorney, matters I handle include stock broker misrepresentations such as 10b5 under the securities act, or their state law equivalents. In California, state law forbids material omissions and misrepresentations with the purchase or sale of securities, under section 25401 of the corporations code, the Corporate Securities Law of 1968. It may constitute securities fraud if a broker or securities dealer or investment advisor sells a security while failing to disclose a material fact - with "material" defined as any information a reasonable investor may consider relevant in making an investment decision.
Often, other actions can be brought against brokers for failure to do due diligence, for selling unregistered securities (reg D), selling to an unqualified or unsophisticated investor, or selling securities to an investor who did not have the risk tolerance for the investment sold.
If you have a securities law question, please send me an email or visit my website by clicking one of these links, or going to http://www.danielbakondi.com
Click here--->California Securities Fraud Attorney.
Best,
Attorney Daniel Bakondi
danielbakondi@yahoo.com
The Law Office of Daniel Bakondi, APLC
870 Market Street, Suite 1161
San Francisco CA 94102
This post does not constitute legal advice, and is intended for California viewers only.